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  • Lananh Nguyen and Matthew Goldstein

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Goldman Sachs E.S.G. Funds Prompt Regulatory Investigation

The Securities and Exchange Commission has stepped up scrutiny of sustainable investing, which has become popular but is said to lack accountability.

JPMorgan Chase Fined $125 million Over Work Communication Violations

Employees in the bank’s securities division avoided oversight by discussing company business on their personal devices, two regulators said.